Flight first in bats: when and where?

Arising from Simmons N.B. et al., Nature, 451,818-821 (2008) and Speakman J., Nature 451,774-775 (2008).

 

Ivan Horáèek

Department of Zoology, Faculty of Science, Charles University, 128 44 Praha, Czech Republic, horacek@natur.cuni.cz

 

 

The earliest bat, Onychonycteris finneyi, recently described from the late early Eocene of Wyoming 1 demonstrated that a powered flight evolved prior to echolocation in bats 2 . Here I argue that the earliest bat shows at the same time quite derived states in some characters and that the major mysteries of bat evolution remain unresolved: we have no idea where, when, and from which clade of non-volant mammals did bats arise and what promoted the transition. New record of Eocene bats from India suggests possible southern origin prior to early Eocene. A shift of insect flight activity to night and crepuscular hours, possibly caused by passeriform birds, might presented an essential factor promoting night aerial insectivory and early evolution of bats.

 

The outstanding plesiomorphies of Onychonycteris in cochlea and wing (short radius, ossified terminal phalanges with small claws), are accompanied with derived characters common for early and modern bats (shoulder girdle, keel on sternum), and even the unexpectedly advanced characters (dentition). Onychonycteris exceeds all other Eocene bats in degree of reduction of premolar row (P2,3) and M3, enlargement of upper canines and caninization of I2/.  In extant bats, such dental characters suggest specialisation for a larger prey and are often accompanied with enlargement of  body size, that is further combined with greater wing area and greater wing loading but relatively short wings 3,4. Onychonycteris exhibits exactly all these tendencies. It is one of the largest Eocene bats and its wings are extremelly short (due to short arm and small wing tip area) but surprisingly broad (due to conspisuously long finger V and hind limbs).  With addition of spacious tail membrane the total wing area can be estimated to about 185 cm2 and wing loading (for a body weight 30 g) to 0.162 g/cm2. Such values can hardly be looked upon as a primitive or semi-functional state. In combination with a strange wing design (ossified terminal phalanges!) it suggests for Onychonycteris a flight mode and foraging specialisation that has no parallel in any extant bat 4.

All the eight genera of the early to middle Eocene bats were reported from Europe (Palaeochiropteryx, Archaeonycteris, Hassianycteris, Cecilionycteris, Matthesia, Ageina, “Icaronycteris?”, Tachypteron) and North America (Icaronycteris, Onychonycteris), and all record-based  analyses predicted thus the Laurasian roots of the order 5,6. A rich bat assemblage (at least seven new genera including those related to extant clades) reported recently from late early Eocene lignite in Vastan Mine in W India 7,8 shows a different perspective, however. It consists of at least seven new genera, including those which exhibit possible relations to extant clades.  In any case, the Vastan record demonstrates that bats were quite a diversified group distributed over a considerable part of the World in the early Eocene, and even that most of the early evolution of bats, including the modern groups, might take place in southern continents 9 and most probably prior to early Eocene.

The southern origin (Paleocene or Cretaceous) is assumed also for the largest group of arboreal and aerial insectivores – passeriform birds 10. This fact is worth of mentioning especially because, most probably, it was just a pressure from diurnal predators what shifted insect activity to crepuscular and night hours. In consequence, density of aerial prey in the Paleocene and Eocene night sky was perhaps enormous and possibly just that constituted the most essential factor forcing the night aerial insectivory, notwithstanding disadvantages of its transitional stages.

It cannon be excluded that Onychonycteris represents a clade which specificites arose just in response to the conditions promoting the early bloom of bats and disappearing perhaps in its consequence. 

 

 

 

1.         Simmons, N.B., Seymour, K.L., Habersetzer, J. & Gunnell G.F.  Primitive Early Eocene bat from Wyoming and the evolution of flight and echolocation. Nature 451, 818-821 (2008).

2.         Speakman, J. A first for bats. Nature 451, 774-775 (2008).

3.         Findley, J.S., Studier, E.H. & Wilson, D.E. Morphological properties of bat wings. Journal of Mammalogy 55, 429-444 (1972).

4.         Norberg, U.M. in European Bat Research (eds Hanák, V., Horáèek, I. & Gaisler, J.) 197-211 (Charles Univ. Press, Praha, 1989).

5.         Teeling , E.C. et al. A molecular phylogeny for bats illuminates biogeography and the fossil record. Science 307, 580-584 (2005).

6.         Simmons, N.S. An Eocene Big Bang for Bats. Science 307, 527-528 (2005).

7.         Bajpai S. et al.  Early Eocene land mammals from Vastan lignite mine, District Surat (Gujarat), western India. J.Palaeont.Soc.India 50,101-113 (2005).

8.         Smith T. et al. High bat (Chiroptera) diversity in the Early Eocene of India. Naturwissenschaften 94, 1003-1009 (2007).

9.         Eick, G.N., Jacobs, D.S. & Matthee, C.A., A nuclear DNA phylogenetic perspective on the evolution of echolocation and historical biogeography of extant bats (Chiroptera). Mol.Biol.Evol. 22, 1869-1896 (2005).

10.       Beresford, P.; Barker, F.K.; Ryan, P.G. & Crowe, T.M. African endemics span the tree of songbirds (Passeri): molecular systematics of several evolutionary 'enigmas'. Proc. Roy. Soc. Lond. B 272(1565), 849–858. (2005).

 

 

 

 

Fligh first in bats: when and where?      A correspondence prior to submission

 

Arising from Simmons N.B. et al., Nature, 451,818-821 (2008) and Speakman J., Nature 451,774-775 (2008).

 

Ivan Horáèek

Department of Zoology, Faculty of Science, Charles University, 128 44 Praha, Czech Republic, horacek@natur.cuni.cz

 

 

 

From: Ivan Horacek [mailto:horacek@natur.cuni.cz]
Sent: Wednesday, April 02, 2008 7:13 AM
To: simmons@amnh.org; Gunnell, Gregg; jhaberse@senckenberg.de; kevins@rom.on.ca;
j.speakman@abdn.ac.uk
Cc: Ivan.Horacek@seznam.cz
Subject: Onychonycteris comments

 

 


Dear all,

I compiled an enthusiastic comment on your exciting Nature paper on Onychonycteris (for
Nature Correspondence) immediately after its appearance (attached file 1). Then the
editor recommended to rearrange it for Nature Brief Communications Arising section (600
words). After some hesitating I did it, eventually (attached file 2) but overlooked
that a correspondence with the authors should preceed the submission (see the editor´s
letter at attached file 3). That is why I beg to intrude upon you with this spam-like
letter.
My primary intention with the comment article was to supplement your exposition of the
topic of bat origin with few further regards that could be, at least in my eyes, worth
of discussion.
First on curious features of Onychonycteris. A combination of the outstanding
plesiomorphies with surprisingly derived dentition and modern shoulder girdle does not
fit well to an intuitive picture of the most primitive bat. Still I did not come to term
with Gregg´s proposal (discussed in  time of his stay in Prague) that the primitive
dentition in bats could indeed look like that in Onychonycteris. Still, I cannot
remember any case in mammals which would for sure demonstrate a reversed morphocline
(e.g. from a reduced M3 to an unreduced state) without essential rearrangement of basic
design of the teeth in question. Let us hope that more details on that matter will be
available after next step of preparation. For the moment, without respecting the Gregg´s
proposal and basing on paradigmatic model on direction of  the phylogenetic morphocline
in chiropteran dental evolution, one feels obliged to interpret the dentition of
Onychonycteris as a derived state suggesting a specialisation for a large prey.  Wing
design of Onychonycteris is indeed quite strange and the complete ossification of
terminal phalanges in particular. Concerning it, the following should be taken in
account: (i) flexibility of chiropatagial margins can essentially reduce air resistance
at the wing upstroke movement, and, hence, the energy required for it (notwithstanding
the disbalancing effects), (ii) for that reason it seems quite probable that the
ossification of terminal phalanges would disappear quite rapidly if (iii) something else
would not be in the play. Your idea on non-volant locomotion and use of wing claws at
climbing along tree branches sounds quite reasonable, of course. Nevertheless, I cannot
abstain from doubts about serious role of tiny claws of fingers III-V in it: the
positive effects in that direction could perhaps hardly compensate disadvances of a
rigid chiropatagial margin. Getting away from the neontologic perspective, the ossified
terminal phalanges and other specificities of wing design in Onychonycteris need not to
be ultimately looked upon as primitive transitional state to wing qualities of modern
bats but, alternatively, they might evolved in effect of a specific directional
selection. Extremely long finger V (with the longest metacarpus of all), conspicuously
long hind limb, spacious uropatagium and spacious propatagium as well (note long humerus
and short radius) by which Onychonycteris differs from other bats suggest what could be
in focus of it : airfoil of the total wing area. I estimated it (with aid of your
metrical data in Supplementary information) to 185 cm2, relativelly quite a high value,
indeed. In  respect to all that, one cannot exclude that Onychonycteris was a form
specialised in exploitation of a kind of active gliding flight and a foraging mode that
it could provide.  Unfortunately, we have no analogy from extant bats and it seems quite
probable that the configuration of selection cues responsible for the above mentioned
curiosities were unique  for the earliest stage of chiropteran evolution and it is
largerly beyond our chance to identify them with aid of per analogiam technique.
I further argue that the aerial insectivory could evolve (and pass succesfully over
enormous disadvantages necessarily associated with the transitional states) only under
conditions of extensive ecological release and enormous capacity of the respective food
resources. The hypothesis of a diural stage of chiropteran insectivory, proposed by John
Speakman, does not sound too probable, in these respects, as competent diural
insectivores (a number of bird clades, including one essentialy specialized in
insectivory - Passeriformes) existed throughout the World apparently prior to bat
origin. On contrary, it seems quite probable that effect of diural predators shifted
flight activity of insects onto crepuscular and night hours and that the night sky of
Paleocene and early Eocene time was densely filled with insects of all sizes possesing ,
at the same time, no adpatation preventing aerial predation. To pick up just the largest
of them (which could be located with sufficient accuracy by passive listening only)
could might become, under such conditions, quite a promising strategy.  It cannot be
excluded that Onychonycteris does illustrate just that.
Last but not least I feel obliged to remind extremelly exciting records from Vastan
Mine, India. Besides of published items, I had opportunity to examine a large series of
SEM pictures of maxillary molars sent me by Sunil Bajpai. My statement in the article “
... including those which exhibit possible relations to extant clades" refers namely to
Cambaya complexus (which exhibits close relations to Megadermatidae in structure of
dentition , shapes of premolars and molars, and last but not least its size) and to
Microchiropteryx foliae (which in certain respects reminds Craseonycteris), besides of
several upper molars (Bajpai, unpublished) which belong to Rhinopomatidae, most
probably. I would agree, of course, with possible objections that other Vastan forms
fall in a grade corresponding to Messel bats, and that the information on Vastan bats is
still too scarce to draw any more detailed conclusion.
Nevertheless, diversity of Vastan bats suggets that bats were quite frequent during
early to middle Eocene in southern continents and even in so distant regions as India
was in that time (comp. just a recently appearing survey by Ali and Aitchison, 2008). By
the way, the paleopositions of India suggested for  Eocene in the respective paper
explain relations to SE Asia, including early apperance of megadermatids in Australia
and rather delayed apperance of them in the Western Palearctic (comp. Hulva et al. 2007).

Ali, J.R. &Aitchison, J.C.  Gondwana to Asia: Plate tectonics, paleogeography and the
biological connectivity of the Indian subcontinent from the Middle Jurassic through
latest Eocene (166-35 Ma), Earth-Sci. Rev. (2008), doi:10.1016/j.earscirev.2008.01.007
Hulva P., Horácek I., Benda, P. Molecules, morphometrics and new fossils provide an
integrated view of the evolutionary history of Rhinopomatidae (Mammalia, Chiroptera).
BMC Evol.Biol. 7, 165 (2007), doi: 10.1186/1471-2148-7-165


So that is a brief explanation on my motivations which are behind 595 words of the
enclosed article. I thank you very much in advance for your  kind view of them and for
any comments concerning the matter of common interest.

With all best greetings,
Sincerely yours

Ivan H

 

Ivan Horacek, Prof. Dr.

Department of Zoology

Charles University

Vinicna 7

CZ 128 44 Praha

Czech Republic

tel. 00420 221951851

fax 00420 221951841

horacek@natur.cuni.cz

 

 

 

 

 

Date: 

Wed, 2 Apr 2008 09:09:14 -0400 [04/02/2008 03:09:14 PM CEST]

From: 

"Gunnell, Gregg" <ggunnell@umich.edu>

To: 

Ivan Horacek <horacek@natur.cuni.cz>, simmons@amnh.org, jhaberse@senckenberg.de, kevins@rom.on.ca, j.speakman@abdn.ac.uk

Cc: 

Ivan.Horacek@seznam.cz

Subject: 

RE: Onychonycteris comments

 

 

 

 

Hi All –

I am very happy that Ivan has decided to write this commentary – we discussed many of these things in Prague when I was there.  I think in a sense that this is the logical, “other view” of the unique characteristics of Onychonycteris – we interpreted the limb proportions, retained claws, Icaronycteris-like dentition, etc. as primitive character states (along with a large variety of other details that produced the trees upon which we based our analyses) – as Ivan points out, it is possible that some of these characters could be interpreted as autapomorphic for Onychonycteris.  I do, however, worry that building morphotypes based on what “should” be true, is a dangerous step fraught with assumptions about the evolutionary process that we have little business assuming.  As an example, it may well be possible to produce an enlarged M3/3 from a smaller one – let’s not assume that a large M3/3 is primitive for bats just because its primitive for mammals – we don’t KNOW what the most primitive bat dentitions looked like – maybe the most primitive bat already had lost a premolar and had small M3’s – we wouldn’t predict either of those things based on a morphocline reconstruction but they could well be true – if one doubts the plasticity and adaptability of bat teeth just look at phyllostomids.  Our proposed examination of Icaronycteris, Onychonycteris, and other primitive Eocene bat dentitions (including those from Vastan and Africa) may well prove to be enlightening.  At least I hope so!

 It is clear that Onychonycteris is unique in many ways – as we examine the skeletons and dentitions more we will know just how unique….

Best to All!

Gregg

 

**********************

Gregg F. Gunnell, Ph.D.
Museum of Paleontology
University of Michigan
1109 Geddes Avenue
Ann Arbor, MI 48109-1079
Telephone - (734) 936-1385
FAX - (734) 936-1380
E-mail - ggunnell@umich.edu <mailto:ggunnell@umich.edu>

 

 

 

 

Date: 

Wed, 2 Apr 2008 10:36:10 -0400 [04/02/2008 04:36:10 PM CEST]

From: 

Nancy Simmons <simmons@amnh.org>

To: 

Ivan Horacek <horacek@natur.cuni.cz>, "Gunnell, Gregg" <ggunnell@umich.edu>, jhaberse@senckenberg.de, kevins@rom.on.ca, j.speakman@abdn.ac.uk

Subject: 

RE: Onychonycteris comments

 

 

 

 

Dear Ivan -- Thanks for sharing your thoughts with us, it is always interesting to get
another perspective!  I do hope that Nature will publish your contribution.

To Gregg's comments, I'd like to add the following -- yes, there was clearly a lot of bat
diversity already present in the Early Eocene; no doubt the order originated earlier. 
Ivan, in your review you failed to mention two other southern continents with Early
Eocene bats -- Africa (Dizzya) and Australia (Australonycteris). Personally, I find it
fascinating that when bats appear in the fossil record in the early, they are already
basically everywhere!  It definitely seems to suggest an explosive adaptive radiation. I
too believe that this was probably a result of moving into a huge vacant niche full of
rich resources -- the night sky.  A nocturnal flying insect predator would have had
little or no competition, and a spectacular set of resources to plunder.  I suspect that
once flight had evolved, and then echolocation, evolution of bats -- and their geographic
spread around the world -- took place at blinding speed (in the context of geological and
evolutionary time).

In saying that Onychonycteris is the most primitive known bat, we did not suggest that it
was ancestral to all other bats -- rather, that it represents the most basal branch in
the bat phylogenetic tree (as it is now known).  There is no reason to believe that it
might not have had some apomorphies of it's own, things that set it apart from the actual
"first bat" that was ancestral to all others.  It is fairly easy to assess some
postcranial features and identify primitive and derived conditions (since no other
mammals fly and the bat skeleton is so different from terrestrial mammals), but it is
harder with the dentition.    In the absence of knowledge of the sister groups of bats,
we cannot really say anything about which features of the teeth of Onychonycteris might
be apomorphic and which might be retentions of primitive states.  I am with Gregg on
this; I don't think we can say what the ancestral bat tooth morphology was.  I am not
comfortable with projecting morphoclines and expecting things to stay on them.  We know
from other studies that whole teeth that have been lost during evolution can "reevolve"
(presumably by turning on developmental pathways that were shut down but not lost earlier
in evolution) -- Norberto Giannini and I described an example from megabats last year
(Giannini and Simmons, Amer. Mus. Novitates 3559:1-27).  If this can happen, why not
reversals in size gradients?  Clearly we need more information about Early Eocene bat
dental morphologies, AND information about what their sister group(s) might have been
like.

While there may be a lot of Early Eocene bat taxa from southern continents, we do not
know where most of them fit in the bat family tree.  It is quite likely that most, maybe
all, represent branches farther up the tree than do Onychonycteris and Icaronycteris.  In
that context, these fossils would not suggest a southern origin for bats.  Until we can
place these fossil taxa in a firm phylogenetic context, we must rely on the tree we have,
which places two North American taxa on the the basal-most branches.  I would certainly
not claim that this proves a northern origin for bats, but it does leave me feeling that
a Laurasian origin must be considered the null hypothesis at this point (particularly
given where the Messel bats fit in the tree).  As you may recall, the only southern bat
fossil complete enough (given the nature of our current dental-character-poor
morphological data set) to be included in our parsimony analyses was Tanzanycteris from
Africa.  Gregg and I showed in 2005 that it nests higher up the tree than Onychonycteris,
Icaronycteris, or Archaeonycteris.  It would be WONDERFUL to add a lot of dental
characters so we could place the less-complete Eocene bats in the tree, and indeed that
is what we are ultimately planning to do.

About wing morphology and wing loading:  we did not say or imply that Onychonycteris had
any kind of "semi-functional" condition!  We did say, however, that its limb morphology
could largely be considered primitive compared to other bats. This is because the
proportions of the limbs (including some which are clearly intermediate between all other
bats and nonvolant mammals) -- suggest that this wing form probably preceded those we
know for most bats (which have longer forearms, longer wing tips, and smaller hind
limbs).  The combination of wing loading and short, broad wings with small tips seen in
Onychonycteris is indeed unusual, but I would not necessarily say that it has no parallel
in any extant bats.  The idea that gliding may have been more important to Onychonycteris
than most extant bats makes sense (indeed, we argued that in our paper).  The question
you seem to be raising is "is this morphology primitive or derived?"  It might be a bit
of both; but regardless, there is no reason to believe that it does not represent the
primitive condition for Chiroptera.

Anyway, this is all very fascinating, and I hope we can learn much more from
Onychonycteris and other Eocene bats!  Maybe even Paleocene ones if someone is ever lucky
enough to find them.....

Best,

Nancy

---------------------------------------
Dr. Nancy B. Simmons
Chairman, Division of Vertebrate Zoology
Curator-in-Charge, Department of Mammalogy
American Museum of Natural History
Central Park West at 79th Street
New York, NY  10024
Voice: (212) 769-5483
FAX: (212) 769-5239
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http://research.amnh.org/mammalogy/index.php
For access to searchable databases of AMNH mammal specimens:
http://research.amnh.org/mammalogy/databases.php

Date: 

Wed, 2 Apr 2008 22:28:31 +0100 [04/02/2008 11:28:31 PM CEST]

From: 

"Speakman, Professor John R." <j.speakman@abdn.ac.uk> United Kingdom

To: 

Nancy Simmons <simmons@amnh.org>, Ivan Horacek <horacek@natur.cuni.cz>, "Gunnell, Gregg" <ggunnell@umich.edu>, jhaberse@senckenberg.de, kevins@rom.on.ca

Subject: 

RE: Onychonycteris comments

Priority: 

Normal

 

 

 

 

Hi Ivan,
 
good luck with the submission.
just a few comments on the dismissal of the idea that ancestral bats may have been diurnal and the suggestion that early passerines may have driven insects into a crepuscular niche where they provided a resource for diverging bat populations.

 

1)         Although the recent evidence puts the passerine origins way back in the cretaceous it is worth remembering that they are a vanishingly small part of the fauna, until their explosive radiation relatively recently. The messel formation for example has yielded many birds but no insectivorous passerines or insectivorous non-passerines for that matter(see Rydell and Speakman (1995) Evolution of nocturnality in bats - potential competitors and predators during their early history.Biological Journal of the Linnean Society 54 Iss 2: 183-191.). Hence the idea that there were large populations of insectivorous birds flying around driving insects into nocturnal niches is not supported by any evidence. On the other hand there are several diurnal predatory birds among the messel assemblage so the idea that a diurnal bat might be driven into the nocturnal niche by predation risk in the day is a much better supported hypothesis. Moreover, I have several papers clearly showing that nocturnality at present is sustained by predation risk and is not driven by competition with insectivores (or frugivorous competitors) - see attached.

1)      The idea that populations of insects are at maximal density in the evening seems to be a view held only by bat biologists who routinely do not sample insect populations during the day. In fact populations in the temperate zone peak in mid afternoon at levels way higher than levels in the nocturnal niche. So not only is there no evidence supporting a historical pressure driving insects nocturnal, there is also no contemporary evidence that modern levels of insectivorous birds which are probably orders of magnitude more abundant than in the Eocene achieve this either. The fact there are considerably more insect resources in the day is consistent with the fact that modern passerine insectivorous birds are able to raise multiple broods of 5-6 offspring over the course of a summer while bats struggle energetically to raise singletons. If a bat had evolved in the late cretaceous/early tertiary the most abundant resources available to it would be diurnal - as they remain today. If you postulate a nocturnal origin then you have to explain what kept the bats in that niche and prevented them expanding out to exploit the much richer insect resources available diurnally before there were any competitor or predatory birds around. The cretaceous assemblage of birds contains neither and is dominate by shorebirds. In fact the diurnal insect niche appears effectively vacant for many millions of years.

 
See also

 Speakman, J.R., Rydell, J., Webb, P.I., Hayes, J.P., Hays, G.C., Hulbert, I.A.R. and     McDevitt, R.M. (2000)
Activity patterns of insectivorous bats and birds in northern Scandinavia (69ºN), during continuous midsummer daylight.
Oikos 88: 75-86.

 Thomson, S.C., Brooke, A.P. and Speakman, J.R. (2002)
Soaring behaviour in the Samoan flying fox, Pteropus samoensis.
Journal of Zoology (London).256: 55-62

 Speakman, J.R. (2001)
The evolution of flight and echolocation in bats: another leap in the dark.
Mammal Review 31 Iss 2: 111-130.

Thomson, S.C. and Speakman, J.R. (1999)
Absorption of visible spectrum radiation by the wing membranes of living pteropodid bats.
Journal of Comparative Physiology B - Biochemical Systemic and Environmental Physiology 169: 187-194.

Speakman, J.R. (1995)
Chiropteran nocturnality.
Symposium of the Zoological Society of London 67: 187-201.

 Speakman, J.R., Lumsden, L.F. and Hays, G.C. (1994)
Predation rates on bats released to fly during daylight in south-eastern Australia.
Journal of Zoology 233: 318-321.

Speakman, J.R. and Hays, G.C. (1992)
Albedo and transmittance of short-wave-radiation for bat wings.
Journal of Thermal Biology 17 Iss 6: 317-321.

Speakman, J.R. (1991) Why do insectivorous bats in Britain not fly in daylight more frequently? Functional Ecology 5 Iss 4: 518-524. 


cheers
 
John
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________________________________

 

From: Ivan.Horacek@seznam.cz

To: simmons@amnh.org , ggunnell@umich.edu , jhaberse@senckenberg.de , kevins@rom.on.ca , j.speakman@abdn.ac.uk

Pøedmìt: horacek@natur.cuni.cz

Datum: 5.4. 2008, 04:59 - dnes v 04:59

 

Dear Nancy and Gregg,

I thank you very much for your immediate answers to my letter, kind view of the comment on Onychonycteris and a number of stimulating opinions.

I understand well to Gregg´s objection on „should be true“ argumentation and accept it. In no way I wish to conduct like an eyewitness of the early Eocene evolutionary dynamics. Unfortunately the fossil record available on the earliest history of bats is still so incomplete (both in respect to a pre-bat ancestor and roots of the extant clades) that do not provide sufficiently robust indisputable answer for the implicite questions on various details of the story and, hence, an inquiry about an indirect information can help in orientation. It cannot be harmful, perhaps, to keep all possible alternatives on mind to be ready to test them immediately after further information will appear – similarly as it was the case with John Speakman´s exposure of „flight first“ vs. „sonar first“ hypotheses. That was why I tried to formulate supplementary hypotheses, partly alternative to your interpretations, without neglecting the arguments you provided.

A prediction that a complete dentition with large unicuspids and unreduced M3 represents a primitive state while those with reduced number of teeth, and/or reductions in sizes of premolars and M3 are derived is supported by huge empirical evidence from many mammalian clades and acts as a default interpretation tool of mammalian comparative odontology. Of course, no rule is universally valid and I can agree with you that universal validity of that prediction is in no way granted. Also, I can agree that „reevolving“ of reduced teeth may occur eventually and am relatively well informed on experimental support for such a possibility (e.g. reappearance of P4, lost in evolution, in ectodysplasin++Eda- mice demonstrated by Renata Peterková and Jukka Jernvall groups, cf. Kangas et al. 2004: Nature 432,211-214). Nevertheless, I am hesitating to believe that such reversals could become a common trend, particularly in the case of the tribosphenic dentitions where the functionality is ultimately controlled by perfect interlocking pattern among all crests and cusps and any small misaarangement means lost of functionality of whole dentition. The reversals and/or reappearances of lost elements could take place where no such strict control does operate - e.g. in frugivores, nectarivores (including pteropodids or phyllostomids as you mentioned). Then, however, the reappeared teeth apparently do not copy the „primitive“ form corresponding to ancestral dentition. The fact that many extant bats (such as Natalidae, Myotini, Thyropteridae, Furipteridae, Myzopodidae etc.) show a dentition in some respect more primitive than Onychonycteris should hence be interpretted either as appearance of „reevolving“ event, perhaps parallel in ancestors of these clades, or as a support for derived state in the latter form. I just argued that in regard to the Occam´s razor technique, the latter alternative looks at least formally more parsimonious. But readily agree that we urgently need more information to decide the dilemma.

I thank you for reminding me on Dizzya and Australonycteris - I will supplement the reference in the manuscript - five words are still available.

So, once again: thank you very much for all.
Best regards,
Ivan

 

From: Ivan.Horacek@seznam.cz

To: j.speakman@abdn.ac.uk , simmons@amnh.org , ggunnell@umich.edu , jhaberse@senckenberg.de , kevins@rom.on.ca Kopie: horacek@natur.cuni.cz

Pøedmìt: Onychonycteris: answer to John Speakman

Datum: 5.4. 2008, 05:03 - dnes v 05:03

 

 

Dear John,

 

I thank you very much for your prompt response and kind view of my comments on bat origin. I enjoyed your substantial contributions on that topic and, correspondingly, I am greatly appreciating stimulating ideas and questions in your letter. Anhow, I cannot agree completely with all your arguments and, in the following rows, will try to explain why.

 

 

Although the recent evidence puts the passerine origins way back in the cretaceous it is worth remembering that they are a vanishingly small part of the fauna, until their explosive radiation relatively recently.

 

The standard view of the early Cenozoic past is essentially influenced by that the most detailed record is, for the historical reasons, available from Europe. The picture seen from the European perspective is necessarily biased, however, by the fact that Europe of the Paleogene time (or at least prior to Grand Coupere) was but an archipelago at outskirts of the World, isolated from evolutionary effervescence on continents and dynamics of adpative radiations beyond the European splendid isolation of that time. This concern not only bats but other groups as well, birds including, and first of all the most progressive clade of birds - passerines. The Australian and African fossil record published in recent decade supported by phylogenetic studies (Boles 1995, 1997, Baker et al. 2004, Beresford et al. 2005) suggests spread of  all basal clades of passerines throughout Gondwana as early as in Paleogene and early Eocene.   

At the same time, there are several good reasons to believe that the actual role of passeriform birds (and small-sized insectivourous birds in general) in real communities is largerly underestimated: (i) the small arboricolous forms appear much rarely in fossil record than large terrestrial forms, simply for the taphonomical reasons, and it is particularly pertinent for the lake deposits from which major bulk of the European Eocene record was obtained. (ii) The small-sized fragments, often poorly fossilized, were typically not taken in account in earlier stages of paleornitology, among other also for severe conceptual problems with taxonomic relevance of the available characters (comp. e.g. uniformity of passeriforms in humeral features).

(iii) The absence of literary data on insectivorous birds in the early Cenozoic record until the recent decade (for the European record see e.g. Mlikovsky 2002) is indeed stricking and judging from this, your statesment is undoubtedly quite substantiated. Nevertheless, the recent data show even from there a different picture.

 

The messel formation for example has yielded many birds but no insectivorous passerines or insectivorous non-passerines for that matter(see Rydell and Speakman (1995) Evolution of nocturnality in bats - potential competitors and predators during their early history.Biological Journal of the Linnean Society 54 Iss 2: 183-191.). Hence the idea that there were large populations of insectivorous birds flying around driving insects into nocturnal niches is not supported by any evidence.

 

The story of Messel bird record illustrates the above view quite a well. Until 1998 no small sized insectivorous birds were reported in contrast to numerous water birds, raptors etc. Gunther Mayr, who first started reexamine the puzzling group of small-sized insectivorous birds, demonstrated in a series of recent studies an unexpected diversity of non-passerine insectivorous birds, including those highly specialized in aerial insectivory (Aegialornitidae- Hemiproctidae, Caprimulgiformes, Coliiformes, and a number of variouos clades of Coraciformes) - comp. the references below. It provides indeed a picture quite different from the traditional view and, at the same time, a clear support for the idea that the Eocene bird community was disposed to perform a serious predation pressure upon insect populations. 

 

On the other hand there are several diurnal predatory birds among the messel assemblage so the idea that a diurnal bat might be driven into the nocturnal niche by predation risk in the day is a much better supported hypothesis. Moreover, I have several papers clearly showing that nocturnality at present is sustained by predation risk and is not driven by competition with insectivores (or frugivorous competitors) - see attached.

 

I agree, eventually, that nocturnality in extant bats is controlled by diural predators and appreciated your studies illustrating that point. Nevertheless, hardly can imagine how  could it act as the factor promoting a flight capacity in bat ancestors. Predation upon volant animals at that stage will simply result is extermination of disposals for flying. As a factor forcing nocturnality it could act only if the food in night sky could be obtained in effectivelly lesser cost than that available for the non-volant relatives. In other words, the key factor promoting the transition to flight would be the density of night aerial insects.

 

The idea that populations of insects are at maximal density in the evening seems to be a view held only by bat biologists who routinely do not sample insect populations during the day. In fact populations in the temperate zone peak in mid afternoon at levels way higher than levels in the nocturnal niche. So not only is there no evidence supporting a historical pressure driving insects nocturnal, there is also no contemporary evidence that modern levels of insectivorous birds which are probably orders of magnitude more abundant than in the Eocene achieve this either.

 

I readily agree, of course, with your statesment on temporal distribution of aerial insect density in temperate zone.  Unfortunately, I do not know exact data from tropes. My fragmentary experiences make me sure that density of aerial insects in tropes at crepuscular hours is enormous and I tend to believe that it is much higher than in any other part of a day (it is particularly impressive with mass appearance of social insects such as Isoptera). Of course, I agree that a number of other factors can be in the play in promoting increased insect activity in crepuscular time, e.g. danger of overheating on diurnal sky, increase of air humidity in crepuscular time etc.

 

 The fact there are considerably more insect resources in the day is consistent with the fact that modern passerine insectivorous birds are able to raise multiple broods of 5-6 offspring over the course of a summer while bats struggle energetically to raise singletons.

 

I aggree again but am not convinced from that argument. It is a bit unfair to compare birds and mammals just based on the total energy invested to raise offsprings: the eutherian mammals are essentially handicaped with constitutional constraints of their reproduction and the pathways of redistribution of energetic investments into particular components of reproductive process are apparently much different in these two groups.

Besides that: why not look upon the extreme K-strategy in bats (and its correlates in social life etc.) as an incipient quality achieved in their evolution? Or, at least as an essential advantage compared to r-strategy characterizing insectivorous birds? I am no fan of selfish-gene optics and somehow hesitate to rely upon explanatory power of an argument "the more the better".

 

If a bat had evolved in the late cretaceous/early tertiary the most abundant resources available to it would be diurnal – as they remain today.

 

I am not completely convinced that under extremelly hot tropical conditions of the Late Creatceous or Paleogene, the temporal pattern of insect activity was a similar to that in the nowday temperate zone. More likely I would expect an incresed concentration at crepuscular time similar to recent tropes.

Besides of the above mentioned arguments that insectivorous birds were diversified in the early Tertiary (including passeriforms in southern continents) and widespread enough to produce a serious selection pressure on insect aerial activity, the following agruments (indirect, of course) are available in support of my proposal: (i) The birds as predominantly optical vertebrates are extraordinary well, much better than mammals, disposed by their constitution to orientation and foraging in diurnal sky, especially for small-sized prey. (ii)  In contrast, sensoric design of a mammal (vision at low light intesity, sensitivity to low intensity and high frequency acoustic stimuli, integrative role of olfactoric stimuli) presents a robust preadaptation for effective foraging in crepuscular and night time. Diurnal activity is rather exceptional in mammals, except for ungulates and primates, which both show specific constitutional adpatations for it, that invariantly absent in bats. (iii) It seem quite improbable that a bat ancestor, apparently not well disposed for diurnal activity could succeed competition with birds which flying capacity was refined with more than hunderd millions of years of evolution and equally improbable is that bird would remain any rich food resource available to them untouched.  (iv) The transitional stages with ineffective flying capacity, biomechanical rearrangements limiting versatility of the non-volant locomotion, and enormously enlarged energetic demands accompanying it, could only be promoted by extremelly high foraging efficiency. The respective half-bat animal could achieve it only with extraordinary high density of aerial prey not available to any possible competitor. The latter precondition seems to be partricularly significant in evolution of bats: also K-strategy as ESS of bats could only evolve under conditions of nearly complete absence of predatory and competitive pressure.

 

If you postulate a nocturnal origin then you have to explain what kept the bats in that niche and prevented them expanding out to exploit the much richer insect resources available diurnally before there were any competitor or predatory birds around. The cretaceous assemblage of birds contains neither and is dominate by shorebirds. In fact the diurnal insect niche appears effectively vacant for many millions of years.

 

I hope the question was at least partly explained: in my view it is not too much interesting what kept the bats in nocturnal niche - they have had no need to escape of it except for the situations, more or less marginal in evolution of bats (such as the conditions of the Late Cenozoic temperate zone). In any case, all the hypotheses you formulated in that respect (taken from your web page):

First, bats may face direct competition and be out-competed by aerial insectivorous birds. Second, bats that fly in daylight may be susceptible to predation by diurnal predatory birds. Third, bats may be susceptible to uptake of solar radiation across their wing membranes which might lead daylight flying bats into fatal hyperthermia.

can be undoubtedly looked upon valid, eventually - but: rather as the factors controlling nocturnality in extant bats than those promoting a transition from a vagile arboreal creature to a flying animal.

 

 

Barker, F. K., Cibois, A, Schikler, P.A.,. Feinstein, J. & Cracraft, J. (2004): Phylogeny and diversification of the largest avian radiation. PNAS 101(30): 11040-11045.

Beresford, P., Barker, F.K., Ryan, P.G. & Crowe, T.M. (2005): African endemics span the tree of songbirds (Passeri): molecular systematics of several evolutionary 'enigmas'. Proc. Roy. Soc. Lond. B 272(1565), 849–858.

Boles, W.E. (1995): The world's oldest songbird. Nature 374: 21-22.

Boles, W.E. (1997): Fossil Songbirds (Passeriformes) from the Early Eocene of Australia. Emu 97(1): 43-50.

MAYR, G. (1998): "Coraciiforme" und "piciforme" Kleinvögel aus dem Mittel-Eozän der Grube Messel (Hessen, Deutschland).— Courier Forschungsinstitut Senckenberg, 205: 1-101; Frankfurt a. M.

MAYR, G. & PETERS, D.S. (1998): The mousebirds (Aves: Coliiformes) from the Middle Eocene of Grube Messel (Hessen, Germany).— Senckenbergiana lethaea, 78 (1/2): 179- 197; Frankfurt a. M.

MAYR, G (1999): On the systematic position of the Middle Eocene swift Aegialornis szarskii PETERS 1985 with description of a new swift-like bird from Messel (Aves, Apodiformes).— Neues Jahrbuch für Geologie und Paläontologie, Monatshefte, 5: 312- 320; Stuttgart.

MAYR, G (2000): Tiny hoopoe-like birds from the Middle Eocene of Messel (Germany).— The Auk,

MAYR, G (2000): New or previously unrecorded avian taxa from the Middle Eocene of  Messel (Hessen, Germany).— Mitteilungen aus dem Museum für Naturkunde in Berlin, Geowissenschaftliche Reihe, 3: 207-219; Berlin.

MAYR, G (2001): Comments on the osteology of Masillapodargus longipes MAYR 1999 and Paraprefica major MAYR 1999, caprimulgiform birds from the Middle Eocene of

Messel (Hessen, Germany).— Neues Jahrbuch für Geologie und Paläontologie, Monatshefte, 2001 (2): 65-76; Stuttgart.

MAYR, G., MOURER-CHAUVIRÉ, C. & WEIDIG, I. (2004): Osteology and systematic position of the Eocene Primobucconidae (Aves, Coraciiformes sensu stricto), with first records from Europe.— Journal of Systematic Palaentology, 2 (1): 1-12.

MLIKOVSKY, J. (2002): Cenozoic birds of the World. Part 1: Europe. Ninox Press, Praha. 406 pp.

 

 

In any case, once again I thank you very much for your kind interest and a help.

With best regards,

Ivan